Privacy Policy

Updated June, 2004

Our Privacy Policy Statement

 You have provided us with confidential information so that we can help you meet your personal financial goals.  Preserving that confidentiality and your privacy is of the highest importance to us.  We hold your personal information in the strictest of confidence, including information that we collect from you in connection with any of the services we provide.

 

How We Protect Your Information

 

1.      We will keep confidential all personal information that you share with us.

 

2.      We will only share information with affiliated or nonaffiliated third parties – such as our broker dealer, clearing firm and product sponsors – for the purpose of servicing your financial needs.  This may include information required to process transactions on your behalf, to conduct our operations, to follow your instructions as you authorize, and to protect the security of our financial records.

 

3.      We restrict access to your personal information to only Deamoak’s Planning Services, Ltd. personnel who need that information to service your account. 

 

4.      We will not reveal client information to any person or organization unless previously approved by you, or required by law.

 

5.      We will not participate in providing client information to any marketing service or other organization.

 

6.      We will diligently attempt to keep client files complete, current, and accurate.

 

 

 

Sincerely,

                               

Richard E Deam                                            

President